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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-02-24
  • NJ RA
    APPROVED
    Since 2020-02-24

Branch Locations

525 Washington Blvd, Jersey City, NJ 07310 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 11/2015 01/2020
Jpmorgan Securities, Llc New York NY 10/2015 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 01/2020 Present
Previous Registrations
Other Businesses

Entity Name: Sole Proprietor Investment related: Yes Address: Montclair, NJ 07042 Nature of the other business: Rental Property Position/Title/Relationship: Co-Property Manager. Start Date: 01-Nov-2016 Approximate # of hours a month: 1 hour per month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Overseeing the upkeep of the rental unit

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-01
  • S66 Uniform Combined State Law Examination
    2015-08-01
Other Names
  • Pradley Casseus

View on SEC IAPD

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