Cynthia Yates Agran

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  West Palm Beach, FL
• 01/2020 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 05/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 01/2018 → 01/2020
  Unemployed
  Stuart, FL
• 10/2020 → 04/2021
  Unemployed
  Stuart, FL

Previous Registrations

• 2020-02-14 → 2020-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 2000-07-12 → 2019-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
  West Palm Beach, FL

Other Businesses

I*2990270, Entity Type: , Name of OBA: A Y Trust, Address: Palm Beach Gardens, Florida, 33418, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 11/03/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-03-29

Other Names

• Cindy Agran
• Cynthia Yates Agran
• Cynthia Agran
• Cynthia Yates Shaffer
• Cindy Shaffer
• Cynthia Ann Yates
• Cindy Yates
• Cynthia Y Shaffer