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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-29
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-08-31
CT RA APPROVED 2020-08-27
  • NJ RA
    APPROVED
    Since 2024-01-29
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-08-31
  • CT RA
    APPROVED
    Since 2020-08-27

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawkeen NJ 03/2016 08/2020
Morgan Stanley Morristown NJ 08/2020 Present
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 03/2016 → 08/2020
    Ubs
    Weehawkeen, NJ
  • 08/2020 → Present
    Morristown, NJ
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. ZOG SPORTS; NOT INVESTMENT RELATED; HOBOKEN, NJ; RECREATIONAL SPORTS LEAGUE; REFEREE; START DATE = 5/8/2015; 30 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12
Other Names
  • Brian R Norton
  • Brian Richard Norton

View on SEC IAPD

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