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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Hartford | CT | 05/2008 | 11/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Hartford | CT | 11/2025 | Present |
| Key Family Wealth / Key Private Bank / Keybank | Hartford | CT | 08/2020 | 11/2025 |
| Webster Private Bank / Webster Bank | Hartford | CT | 09/2010 | 08/2020 |
I*: 3198291 Entity Type: Charitable Name of the other business New Britain Museum of American Art Whether the business is investment-related Not Investment Related Address of the other business New Britain, CT Title, or relationship with the other business Trustee Start date of your relationship 11/21/2025 Approximate number of hours/month you devote to the other business 4 hrs mthly Number of hours you devote to the other business during securities trading hours 2 hrs mthly Briefly describe your duties relating to the other business Volunteer on Board of Trustees. Organization is a Nonprofit Art Museum I*: 340144 Entity Type: Charitable Name of the other business E S Greater Hartford Rehabilitation Cente Whether the business is investment-related Not Investment Related Address of the other business Windsor, CT Title, or relationship with the other business Emeritus Board Member, Former Chairman of the Board Start date of your relationship Oct. 1988 Approximate number of hours/month you devote to the other business 2 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business Ambassador, Non-Official Involvement, Past Chairman and Trustee I*: 340143 Entity Type: Charitable Name of the other business C. the Children Foundation Whether the business is investment-related Not Investment Related Address of the other business Virtual Charity. No Official Address Title, or relationship with the other business None Start date of your relationship July 2005 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business Past Committee Member. From Time to Time Connect Individuals / Families to the Charity. I*: 340145 Entity Type: Charitable Name of the other business Open Hearth Association Whether the business is investment-related Not Investment Related Address of the other business Hartford, CT Title, or relationship with the other business Corporator, Ambassador, Emeritus Trustee Start date of your relationship June 2005 Approximate number of hours/month you devote to the other business 1 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business Ambassador in Community for Charity I*4739273 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO MRS N. H J. IRA FBO MRS N. H J. Address: Wethersfield, Connecticut, 6109 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/30/2013 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Power of Attorney/Self, Parents I*4739275 Entity Type: Fiduciary role Name of OBA: N. H J. Address: Wethersfield, Connecticut, 6109 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/30/2013 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Power of Attorney/Self, Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-29 |
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