Best Investors
Account
Sign in
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-11 |
Branch Locations
2655 Warrenville Road, Suite 110, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 06/2016 | 01/2020 |
| Pacific Investment Management Company Llc | New York | NY | 01/2020 | 05/2022 |
| Pimco Investments Llc | New York | NY | 01/2020 | 05/2022 |
| Lpl Financial Llc | Downers Grove | IL | 11/2023 | Present |
| Unemployeed | Glen Ellyn | IL | 05/2022 | 11/2023 |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 01/2024 | Present |
1.11/17/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name HighPoint Planning Partners, LLC; Investment Related; at Reported Business Location(s); Start Date 11/17/2023; 160hrs/mth; 8hrs during trading 2.01/31/2024; (Hybrid) HighPoint Advisor Group / HighPoint Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 01/26/2024; 160hrs/mth; 120hrs during trading; I provide financial planning and consulting services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3.05/20/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Aura Wealth Management LLC; Investment Related; at Reported Business Location(s); Start Date 06/01/2025; 160hrs/mth; 120hrs during trading 4.08/05/2026; (Hybrid) TMS Wealth LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 06/25/2026; 170hrs/mth; 120hrs during trading;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-05 |
Reach out to this advisor