Murray Jay Fox

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2004-05-06

PA RA
APPROVED

Since 2004-05-06

Branch Locations

5 Neshaminy Interplex Ste 205, Trevose, PA 19053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2004	Present
Creative Financial Services Inc	Feasterville	PA	01/2000	Present
Fox & Company Pc Cpa'S	Feasterville	PA	10/1983	Present

06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
06/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2000 → Present

Creative Financial Services Inc

Feasterville, PA
10/1983 → Present

Fox & Company Pc Cpa'S

Feasterville, PA

Previous Registrations

2002-01-31 → 2004-09-30

Genworth Financial Planning Corporation

Feasterville, PA

Other Businesses

1)OFFICER IN FIRM FOX & CO PC CPA'S NON INVESTMENT RELATED - PRESIDENT OF CORPORATION: 2)FOX FAMILY PARTNERSHIP - MURRAY & HARRIET FOX, GENERAL PARTNERS IN OWNERSHIP OF REAL ESTATE RENTED TO CPA PRACTICE. 3)LIMITED PARTNER IN OPTION INVESTMENT LP, LIMITED PARTNERS HAVE NO TRADING OR INVESTMENT AUTHORITY. ONLY ROY MALIS, GENERAL PARTNER HAS THIS AUTHORITY: 4) CREATIVE FINANCIAL SERVICES, INC; INV REL; FEASTERVILLE, PA; DBA FOR INVESTMENT PRACTICE; START DATE 1/2000; PRESIDENT: 5) NAME OF OTHER BUSINESS: FOX & COMPANY PC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA FIRM ; START DATE: 10/1983 POSITION/TITLE/RELATIONSHIP: CPA / ACCOUNTANT APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES. POA FOR IRS AND OTHER TAX MATTERS ; 6)NAME OF OTHER BUSINESS: RACHELS HELPING HANDS CANCER FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1200 BUSTLETON PIKE, FEASTERVILLE, PA 19053; NATURE OF BUSINESS: NON PROFIT / FOUNDATION; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: PRESIDENT / BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PLAN ANNUAL FUNDRAISING EVENT AND ADMINISTRATION DUTIES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-06-05

S63 Uniform Securities Agent State Law Examination

2000-06-05

View on SEC IAPD