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Philip Leonardo Platania

Private Advisor Group, LLC

Morristown, NJ

Mendham, NJ

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-03-06
  • NJ RA
    APPROVED
    Since 2019-03-06

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Mendham, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sica Wealth Management, Llc Morristown NJ 01/2014 Present
Private Advisor Group, Llc Morristown NJ 03/2019 Present
Previous Registrations
  • 2014-01-10 → 2019-03-04
    Sica Wealth Management, Llc
    Morristown, NJ
  • 2012-10-01 → 2013-12-13
    Morris Plains, NJ
    Morris Plains, NJ
    Morris Plains, NJ
    Parsippany, NJ
  • 2009-12-24 → 2012-10-01
    Chase Investment Services Corp.
    Morris Plains, NJ
    Morristown, NJ
    Ledgewood, NJ
    Morris Plains, NJ
    Ledgewood, NJ
    Morris Plains, NJ
    Morris Plains, NJ
    Morris Plains, NJ
    Morristown, NJ
  • 2008-01-01 → 2009-10-06
    Morristown, NJ
    Morristown, NJ
  • 2007-12-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Moristown, NJ
Other Businesses

1.Mr. Platania uses Leonforte Financial Advisory LLC as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 2.Mr. Platania is a licensed realtor and may earn commissions from assisting clients in real estate transactions. Clients can engage Mr. Platania for real estate transactions, but any such advice or services are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-01
  • S66 Uniform Combined State Law Examination
    2007-12-01
Other Names
  • Philip L Platania

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