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Thomas Wilson Shipp

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-13
SC RA APPROVED 2025-06-13
  • NC RA
    APPROVED
    Since 2025-06-13
  • SC RA
    APPROVED
    Since 2025-06-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Capital Markets Corp. New York NY 10/2014 07/2017
Lpl Financial Llc Fort Mill SC 08/2017 Present
  • 10/2014 → 07/2017
    Bmo Capital Markets Corp.
    New York, NY
  • 08/2017 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-21
  • S63 Uniform Securities Agent State Law Examination
    2015-08-21
Designations
Other Names
  • Thomas Wilson Shipp
  • Thomas Wilson Shipp

View on SEC IAPD

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STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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