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Steven Fizzarri Smith

State Farm Investment Management Corp.

Houston, TX

Katy, TX

CRD 4147520

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-30
AR RA APPROVED 2025-02-26
MO RA APPROVED 2024-03-22
NJ RA APPROVED 2023-11-14
LA RA APPROVED 2023-11-13
TX RA APPROVED 2023-11-13
  • OK RA
    APPROVED
    Since 2026-03-30
  • AR RA
    APPROVED
    Since 2025-02-26
  • MO RA
    APPROVED
    Since 2024-03-22
  • NJ RA
    APPROVED
    Since 2023-11-14
  • LA RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-13

Branch Locations

1880 S Dairy Ashford Rd Ste 403, Houston, TX 77077 • United States

25145 Star Lane Suite 302, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steven Smith Insurance Agency Katy TX 09/2000 Present
State Farm Vp Management Corp. Katy TX 09/2009 Present
State Farm Investment Management Corp Katy TX 11/2023 Present
State Farm Vp Management Corp. Houston TX 04/2025 Present
State Farm Investment Management Corp Houston TX 04/2025 Present
Steven Smith Insurance Agency Houston TX 09/2000 Present
  • 09/2000 → Present
    Steven Smith Insurance Agency
    Katy, TX
  • 09/2009 → Present
    State Farm Vp Management Corp.
    Katy, TX
  • 11/2023 → Present
    Katy, TX
  • 04/2025 → Present
    State Farm Vp Management Corp.
    Houston, TX
  • 04/2025 → Present
    Houston, TX
  • 09/2000 → Present
    Steven Smith Insurance Agency
    Houston, TX
Other Businesses

1) Intertravel; non-investment-related; 777 Atlantic Avenue Del Ray Beach FL 33483; travel agency for personal travel; Trustee/Independent contractor; 12/1/2021; 5; 0; 2) Steven Smith's Insurance Agency; Investment-related; 1806 Avenue D Ste 107 Katy TX 77493 and 1880 S Dairy Ashford Rd Ste 403 Houston, TX 77077-4860; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2000; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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