Keith Thomas Brothers

Current Employers

Employment History

• 07/2014 → Present
  Lpl Financial, Llc
  Bedminster, NJ
• 07/2014 → Present
  Private Portfolio Partners, Llc
  Bedminster, NJ
• 05/2015 → Present
  Gladstone Institutional Advisory Llc
  Bedminster, NJ

Previous Registrations

• 2014-08-04 → 2016-12-19
  Private Portfolio Partners, Llc
  Bedminster, NJ
  Paramus, NJ
• 2013-05-20 → 2014-08-07
  Capital One Financial Advisors Llc
  Melville, NY
• 2011-08-25 → 2013-06-04
  Morgan Stanley
  Westfield, NJ
• 2009-09-29 → 2011-08-26
  Pnc Wealth Management Llc
  Colts Neck, NJ
  Lambertville, NJ
  Sergeantsville, NJ
  Ringoes, NJ
  Bridgewater, NJ
  Hopewell, NJ
  Pennington, NJ
  Pennington, NJ
  Colts Neck, NJ
  Monroe Township, NJ
  Monroe, NJ
  Monroe Twp., NJ
  Lambertville, NJ
  Sergeantsville, NJ
  Ringoes, NJ

Other Businesses

1. 8/5/14: PRIVATE PORTFOLIO PARTNERS--InvestRel--AtReptBusLoc(s)--REGISTERED INVESTMENT ADVISOR--100% OF TIME SPENT. 2. 8/27/14: NO BUS NAME--InvestRel--AtReptBusLoc(s)--NON-VARIABLE INS--START 8/14/14--10 HR/MO 1 DURING SECS TRDG HRS--INS SALES: LIFE AND HEALTH. 3. 9/25/14: Gladstone Wealth Grp--InvestRel--AtReptBusLoc(s)--DBA FOR LPL BUS (ENTITY FOR LPL BUS)-- Start 9/18/14--40 HRS PER MOH/10 HRS DURING TRADING . 4. 10/9/14: KB Capital Adv--InvestRel--AtReptBusLoc(s)--DBA FOR LPL BUS (ENTITY FOR LPL BUS)--Start 08/14/2014--160 Hrs Per Mo During Sec Trading. 5. 8/14/15--Gladstone Institutional Adv--DBA: (Hybrid) Gladstone Wealth Grp--InvestRel--AtReptBusLoc(s)--Reg Inv Advi-Started 7/1/15--100 Hrs Per Mo/80 Hrs During Sec Trading. 6. 8/28/15: Gladstone Institutional Adv--DBA: (Hybrid) Gladstone Wealth Grp--InvestRel--AtReptBusLoc(s)--Reg Inv Advisor Hybrid--Start 08/15/2015--40 Hours Per Month During Securities Trading--Provides Investment advice. 7. 12/11/15: Investments by Planners--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Start 12/02/2015--40 Hr/Mo; 40 During Secs Trdg Hrs 8. 6/22/16: IBPNJ (Investments By Planners)--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Start 05/01/2016--AT REPORTED BUSINESS LOCATION(S)--160 Hr/Mo; 8 During Secs Trdg Hrs. 9. 9/8/17--IBPNJ, LLC--DBA: Henry & Hannay Wealth Management--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Started 08/25/2017--15 Hours Per Month/8 Hours During Securities Trading. 10. 3/13/18--Mastrodimos Wealth Group--InvestRel--AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)--Started 02/12/2018--8 Hours Per Month/0 Hours During Securities Trading. 11. 8/31/18--Gladstone Advisors-INV REL-AtReptBusLoc(s)--DBA for LPL Business (entity for LPL business)-Start Date: 08/01/2018--2 Hours Per Month/2 Hours During Securities Trading. 12.5/6/19-Gladstone Coverage Group-INV REL-AtReptBusLoc(s)-Property and Casualty-start date:05/02/2019-1 hr/mo--0 hrs during trading. 13. 8/21/19-Gladstone Wealth Partners-NotINV REL-AtReptBusLoc(s)-Business Entity For Tax/Investment Purposes Only-start 5/21/19--8 hrs/mo-0 hrs during trading. 14. 5/5/20-Mastrodimos Wealth Group-INV REL-AtReptBusLoc(s)-DBA for LPL Business (entity for LPL business)-Start 4/15/20--30 Hours Per Month/20 Hours During Securities Trading. 15. 11/4/20-Gladstone Institutional Advisory-DBA: (Hybrid) Gladstone Wealth Partners-InvestRel-AtReptBusLoc(s)-Registered Investment Advisor DBA-Start 10/1/20--20 Hours Per Month/8 Hours During Securities Trading--I provide investment advisory services through Gladstone Wealth Advisors, LLC an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 16. 11/10/20--GWP Holdings LLC--DBA: Gladstone Wealth Partners-InvestRel--AtReptBusLoc(s)-DBA for LPL Business (entity for LPL business)-Started 10/01/20-20 Hours Per Month/8 Hours During Sec Trading. 17. 9/30/21--28 Spring Street GC-INV REL-Flemington, NJ-Real Estate Rental-Start 4/23/21- 2 Hours Per Month/0 Hours During Sec Trading-Commercial rental property. 18. 10/24/22 - C & Co. Growth Partners - Investment Related - At Reported Business Location(s) - Flemington, NJ- Tax Prep/Accounting/CPA - Owner - Start Date - 12/17/2019 - 8 Hours Per Month/0 Hours During Securities Trading 19.3/30/23-HBFM Yacht Company-NotInvRel- Delray Beach, FL - Other - Bus Owner-Start Date 1/11/23-15 Hrs/Mo:0 Hrs During Trading 20.5/11/23-Gladstone Aggregator, LLC-NotINV REL-Start 5/1/23-1 hr/mth 21.9/22/23-KB Hudson-Bus Entity For Tax/Inv Purposes Only-Not INV REL-Warren, NJ-Start 3/28/23-10hrs/mth:0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-09-28