Erin Morgan Steele

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 07/2017
  Junkermier, Clark, Campanella, Stevens
  Missoula, MT
• 01/2011 → 07/2017
  1St Global Advisors, Inc.
  Missoula, MT
• 01/2011 → 07/2017
  1St Global Capital Corp.
  Missoula, MT
• 07/2017 → 09/2023
  Sagepoint Financial, Inc.
  Missoula, MT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Missoula, MT

Previous Registrations

• 2017-07-14 → 2023-09-01
  Osaic Services, Inc.
  Missoula, MT
• 2011-09-20 → 2017-07-17
  1St Global Advisors Inc
  Missoula, MT

Other Businesses

1. FLAHERTY FINANCIAL SERVICES, INC. POSITION: Investment Advisor/ Insurance Agent NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/17/2017 ADDRESS: 340 East Central Ave, Missoula MT 59801, United States DESCRIPTION: Helping clients with life insurance and disability insurance sales. 2. STEELE FINANCIAL SERVICES, LLC POSITION: member manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/17/2018 ADDRESS: 340 E Central Ave, Missoula MT 59801, United States DESCRIPTION: Created an LLC for revenue generated from the sale of securities and insurance products. I do not plan to advertise using this company name it's basically a dba. 3. LAYING GROUNDWORK POSITION: Instructor NATURE: I don't know INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 700 South Avenue West, Suite C, Missoula MT 59801, United States DESCRIPTION: I would be responsible for video segments covering financial wellness topics including budgeting, investments, retirement savings, etc. I will be recording 15 minute videos that will packaged in a bundle offering to businesses and corporations as part of a wellness program. I will also be asked to provide 1-4 written articles to be included as content for the businesses that subscribe - i plan to use pre-approved content from ForeField Marketing Library. 4. BEARGRASS FINANCIAL POSITION: Owner NATURE: New DBA for Steele Financial Services for marketing and branding INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/24/2026 ADDRESS: 340 E Central Ave, Missoula MT 59801, United States DESCRIPTION: This is only a DBA for marketing and branding

Exams

• S66 Uniform Combined State Law Examination
  2011-09-19

Other Names

• Erin Steele
• Erin Morgan Steele