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Jack Curtis

Wells Fargo Clearing Services, LLC

Layton, UT

Salt Lake City, UT

CRD 5403666

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-04
UT RA APPROVED 2022-07-11
  • TX RA
    APPROVED
    Since 2022-08-04
  • UT RA
    APPROVED
    Since 2022-07-11

Branch Locations

Layton, UT • United States

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sizzling Platter Inc. Layton UT 03/2009 01/2022
Wells Fargo Clearing Services Llc Salt Lake City UT 01/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Jack Ryan Curtis
  • Jack Ryan Curtis
  • Jack R Curtis

View on SEC IAPD

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