Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2022-02-09
  • WV RA
    APPROVED
    Since 2022-02-09

Branch Locations

716 S Kanawha St., Beckley, WV 25801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Oak Hill WV 08/2007 04/2019
J.P. Morgan Securities Llc Beckley WV 10/2012 04/2019
Ohio National Financial Services Cincinnati OH 04/2019 02/2022
The O.N. Equity Sales Company Cincinnati OH 04/2019 02/2022
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
  • 08/2007 → 04/2019
    Jpmorgan Chase Bank Na
    Oak Hill, WV
  • 10/2012 → 04/2019
    Beckley, WV
  • 04/2019 → 02/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 04/2019 → 02/2022
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 02/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) INSURANCE / 903 S Oakwood Ave, Beckley WV 35801 / 05/01/2019 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 10HR/MO - 10HR/MO TRADING 2) HARTSUCH FAMILY LLC / 100 CALLOWAY ST, Beckley WV 25801 / 05/15/2019 / NIR / LLC IS USED FOR TAX PURPOSES / 1HR/MO - 1HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/03/2022 4) LEGACY FC, 100 Perdue St, Beckley WV 25801, United States, 09/01/2024, Treasurer, Sport/Fitness/Gaming, NIR, 4 HR/MO - 4 HR/MO TRADING 5) CORNERSTONE WEALTH MANAGEMENT, 716 S Kanawha Ave, Beckley WV 25801, 05/2019, Agent, DBA Name, INV REL, 40 HR/MO, 40 HR/MO TRADING. 6) CORNERSTONE FINANCIAL GROUP, 716 S Kanawha Ave, Beckley WV 25801, 05/2019, Agent, DBA Name, NIR, 5 HR/MO, 5 HR/MO TRADING. 7) BRICE HARTSUCH, 100 Calloway ST, Beckley WV 25801, United States, START DATE 01/2026, Adjunct Professor, Author/Educator/Podcast/Speaker, NIR, HR/MO 12, HR/MO TRADING 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-02
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S65 Uniform Investment Adviser Law Examination
    2010-11-02
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beckley, WV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor