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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-17
  • IL RA
    APPROVED
    Since 2025-11-17

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Company Downers Grove IL 07/2007 02/2017
Nylife Securities Llc Downers Grove IL 10/2007 02/2017
Fusion Financial Services, Inc. Downers Grove IL 04/2012 02/2017
Eagle Strategies Llc Downers Drove IL 10/2016 02/2017
Sentinus, Llc Oak Brook IL 02/2017 07/2018
Sentinus Securities Llc Oak Brook IL 04/2017 07/2018
Homeside Financial, Llc Downers Grove IL 07/2018 11/2025
Lpl Enterprise Llc Downers Grove IL 11/2025 Present
  • 07/2007 → 02/2017
    New York Life Ins Company
    Downers Grove, IL
  • 10/2007 → 02/2017
    Nylife Securities Llc
    Downers Grove, IL
  • 04/2012 → 02/2017
    Fusion Financial Services, Inc.
    Downers Grove, IL
  • 10/2016 → 02/2017
    Downers Drove, IL
  • 02/2017 → 07/2018
    Sentinus, Llc
    Oak Brook, IL
  • 04/2017 → 07/2018
    Sentinus Securities Llc
    Oak Brook, IL
  • 07/2018 → 11/2025
    Homeside Financial, Llc
    Downers Grove, IL
  • 11/2025 → Present
    Downers Grove, IL
Previous Registrations
Other Businesses

1) 11/12/2025 - 5 Star Sports Training & Fitness, LLC-DBA D1 Training - Business Owner - Start Date 08/22/2022 - NOT INV REL - Oswego, IL - 6 hrs/mth | 4 hrs during trading. 2) 11/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Start Date 11/11/2025 - INV REL - Aurora, IL - 160 hrs/mth | 160 hrs during trading. 3) 11/12/2025 - RYAN KEITH VEST N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start Date 11/11/2025 - INV REL - Aurora, IL - 160 hrs/mth | 160 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-03
S63 Uniform Securities Agent State Law Examination 2008-01-07
  • S66 Uniform Combined State Law Examination
    2016-10-03
  • S63 Uniform Securities Agent State Law Examination
    2008-01-07

View on SEC IAPD

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