Robert Joseph Patrick Sforza

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2018
  Hsbc Securities (Usa) Inc.
  Lake Ronkonkoma, NY
• 01/2018 → 01/2020
  Hsbc Securities (Usa) Inc.
  New York, NY
• 02/2020 → 06/2021
  M&T Securities (Rebranded To Wilmington Advisors @ M&T)
  Riverhead, NY
• 06/2021 → 10/2022
  Lpl Financial Llc (Wilmington Advisors @ M&T)
  Bohemia, NY
• 11/2022 → 09/2025
  Citigroup
  Smithtown, NY
• 09/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Hauppauge, NY

Previous Registrations

• 2022-11-07 → 2025-09-30
  Citigroup Global Markets Inc.
  Smithtown, NY
  Holbrook, NY
  Port Jefferson, NY
  Bay Shore, NY
  Lake Grove, NY
• 2021-06-09 → 2022-11-14
  Lpl Financial Llc
  Miller Place, NY
  Paramus, NJ
  Greenport, NY
  Riverhead, NY
  Stony Brook, NY
  Bohemia, NY
  East Setauket, NY
  New Holland, PA
  Bridgehampton, NY
• 2020-02-19 → 2021-06-09
  M&T Securities, Inc.
  Baltimore, MD
  Bohemia, NY
  Paramus, NJ
  Miller Place, NY
  Greenport, NY
  Riverhead, NY
  Stony Brook, NY
• 2016-09-02 → 2020-01-29
  Hsbc Securities (Usa) Inc.
  Lake Ronkonkoma, NY
  Bohemia, NY
  Bellport, NY
  New York, NY
• 2015-06-03 → 2016-08-25
  Td Ameritrade, Inc.
  Huntington Station, NY
• 2015-06-03 → 2016-08-25
  Td Ameritrade Investment Management, Llc
  Melville, NY
• 2013-08-19 → 2015-06-22
  Hsbc Securities (Usa) Inc.
  Huntington Station, NY
  Melville, NY
  Port Jefferson, NY
  Port Jefferson, NY
  Lake Ronkonkoma, NY
  Smithtown, NY
• 2008-09-22 → 2013-07-16
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
• 2007-11-07 → 2008-09-04
  Wells Fargo Investments, Llc
  Glendale, CO
  Denver, CO

Other Businesses

SFORZA CONSULTING GROUP CORPORATION ; NOT INV RELATED; HAUPPAUGE, NY; FINET ;100% OWNERSHIP; START DATE: 11/25/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2007-11-05

Other Names

• Rob Sforza
• Robert Sforza
• Robert Sforza
• Robert Joseph Patrick Sforza
• Robert J.P. Sforza
• Robert Jp Sforza
• Robert Sforza