Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
  • NY RA
    APPROVED
    Since 2025-09-25

Branch Locations

150 Motor Parkway Suite 200, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Lake Ronkonkoma NY 08/2016 01/2018
Hsbc Securities (Usa) Inc. New York NY 01/2018 01/2020
M&T Securities (Rebranded To Wilmington Advisors @ M&T) Riverhead NY 02/2020 06/2021
Lpl Financial Llc (Wilmington Advisors @ M&T) Bohemia NY 06/2021 10/2022
Citigroup Smithtown NY 11/2022 09/2025
Wells Fargo Advisors Financial Network, Llc Hauppauge NY 09/2025 Present
Previous Registrations
  • 2022-11-07 → 2025-09-30
    Smithtown, NY
    Holbrook, NY
    Port Jefferson, NY
    Bay Shore, NY
    Lake Grove, NY
  • 2021-06-09 → 2022-11-14
    Miller Place, NY
    Paramus, NJ
    Greenport, NY
    Riverhead, NY
    Stony Brook, NY
    Bohemia, NY
    East Setauket, NY
    New Holland, PA
    Bridgehampton, NY
  • 2020-02-19 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Bohemia, NY
    Paramus, NJ
    Miller Place, NY
    Greenport, NY
    Riverhead, NY
    Stony Brook, NY
  • 2016-09-02 → 2020-01-29
    Lake Ronkonkoma, NY
    Bohemia, NY
    Bellport, NY
    New York, NY
  • 2015-06-03 → 2016-08-25
    Td Ameritrade, Inc.
    Huntington Station, NY
  • 2015-06-03 → 2016-08-25
    Td Ameritrade Investment Management, Llc
    Melville, NY
  • 2013-08-19 → 2015-06-22
    Huntington Station, NY
    Melville, NY
    Port Jefferson, NY
    Port Jefferson, NY
    Lake Ronkonkoma, NY
    Smithtown, NY
  • 2008-09-22 → 2013-07-16
    Englewood, CO
    Englewood, CO
  • 2007-11-07 → 2008-09-04
    Wells Fargo Investments, Llc
    Glendale, CO
    Denver, CO
Other Businesses

SFORZA CONSULTING GROUP CORPORATION ; NOT INV RELATED; HAUPPAUGE, NY; FINET ;100% OWNERSHIP; START DATE: 11/25/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-05
  • S66 Uniform Combined State Law Examination
    2007-11-05
Other Names
  • Rob Sforza
  • Robert Sforza
  • Robert Sforza
  • Robert Joseph Patrick Sforza
  • Robert J.P. Sforza
  • Robert Jp Sforza
  • Robert Sforza

View on SEC IAPD

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor