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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-01-05 |
| TX | RA | APPROVED_RES | 2021-04-13 |
| IL | RA | APPROVED | 2018-09-27 |
Branch Locations
Hilton Head, SC • United States
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 09/2018 | Present |
| Rappaport Reiches Capital Management | Skokie | IL | 07/2016 | 06/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | Present |
*355456 - Spertus Institute; Investment related No; Chicago, IL; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2017; During business hours: 5; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2016-12-13 |
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