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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-21
  • VA RA
    APPROVED
    Since 2016-09-21

Branch Locations

919 E Main St Fl 5, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Atlanta GA 08/2007 Present
Truist Advisory Services Atlanta GA 09/2016 Present
  • 08/2007 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → Present
    Truist Advisory Services
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-02
S63 Uniform Securities Agent State Law Examination 2008-09-25
  • S65 Uniform Investment Adviser Law Examination
    2009-07-02
  • S63 Uniform Securities Agent State Law Examination
    2008-09-25
Other Names
  • Buchan Tom

View on SEC IAPD

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