Lisa R Griffin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 03/2017
  Metlife Securities Inc
  Rochester, NY
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Rochester, NY
• 03/2017 → 03/2021
  Mml Investors Services, Llc
  Rochester, NY
• 03/2021 → Present
  Morgan Stanley
  Buffalo, NY
• 10/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-03-29 → 2014-04-18
  J.P. Morgan Securities Llc
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-27
• S63 Uniform Securities Agent State Law Examination
  2007-09-14

Designations

• Certified Financial Planner

Other Names

• Lisa Pavone
• Lisa Rose Pavone
• Lisa Rose Griffin