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17138 Bellflower Blvd Suite 201, Bellflower, CA 90706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-12 |
| CA | RA | APPROVED | 2016-12-06 |
Branch Locations
17138 Bellflower Blvd Suite 201, Bellflower, CA 90706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Whittier | CA | 11/2007 | 12/2016 |
| Avina Financial Group, Inc. | Santa Ana | CA | 09/2016 | 12/2016 |
| Avina Financial Group, Inc. | Whittier | CA | 12/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2017 | 09/2017 |
| Avina Insurance Services, Inc. | Whittier | CA | 02/2018 | Present |
1)AVINA FINANCIAL GROUP, INC.; INVESTMENT RELATED; 13006 PHILADELPHIA ST, SUITE 305, WHITTIER, CA; INVESTMENT ADVICE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 09/2016; 80 HOURS/MONTH; 40 HOURS/MONTH DURING TRADING HOURS; INVESTMENT ADVICE 2)AVINA INSURANCE SERVICES, INC.; NOT INVESTMENT RELATED; 13006 PHILADELPHIA ST, WHITTIER, CA; LIFE INSURANCE AND FIXED ANNUITIES; GENERAL AGENT; START DATE: 2/2018; 10 HOURS/MONTH; 4 HOURS/MONTH DURING TRADING HOURS; LIFE INSURANCE AND FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-20 |
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