Paul Stern

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 12/2021
  Fidelity Investments
  Jacksonville, FL
• 07/2018 → 12/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2022 → 09/2022
  Edward Jones
  St Louis, MO
• 01/2022 → 09/2022
  Unemplyed
  Jacksonville, FL
• 03/2023 → 09/2025
  Empower Financial Services, Inc
  Greenwood Village, CO
• 03/2023 → 09/2025
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 10/2022 → 03/2023
  Unemployed
  Jacksonville, FL
• 09/2025 → Present
  Lpl Enterprise Llc
  Jacksonville, FL

Previous Registrations

• 2023-06-01 → 2025-09-22
  Empower Advisory Group, Llc
  Jacksonville, FL
  Greenwood Village, CO
• 2022-09-06 → 2022-09-19
  Edward Jones
  Jacksonville, FL
  Jacksonville, FL
• 2018-07-13 → 2022-01-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2010-10-14 → 2018-07-13
  Strategic Advisers Llc
  Jacksonville, FL

Other Businesses

1. 09/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Jacksonville, FL - Start Date 08/11/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 09/12/2025 - PAUL PHILIP STERN - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Jacksonville, FL - Start Date 08/11/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-11-08
• S63 Uniform Securities Agent State Law Examination
  2007-12-13

Other Names

• Paul P Stern
• Paul Philip Stern