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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-02 |
| WI | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2023-10-24 |
Branch Locations
28555 Orchard Lake Road, Suite 100, Farmington Hills, MI 48334 • United States
6011 Durand Ave. Suite 100, Mount Pleasant, WI 53406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | Canton | MI | 08/2007 | 05/2018 |
| J.P. Morgan Securities Llc | Canton | MI | 05/2018 | 09/2022 |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2022 | Present |
1) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING 2) RETIREMENT & WEALTH STRATEGIES (RWS FINANCIAL GROUP), 28555 Orchard Lake Rd, Farmington Hills MI 48334, 09/2022, Agent, Using a Trade Name/dba, NIR, 1 HR/MO - 1 HR/MO TRADING. 3) THE RWS AGENCY LLC, 28555 Orchard Lake Rd, Farmington Hills MI 48334, 09/2022, Agent, Using a Trade Name/dba, NIR, 12 HR/MO - 12 HR/MO TRADING. 4) SANO, 28555 Orchard Lake Rd, Suite 100, Farmington Hills MI 48334, 07/2026, W2 Employee, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-12 |
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