Mark Mccann Spring

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Massmutual Life Insurance Company
  New Castle, PA
• 09/2011 → 12/2016
  Mml Investors Services Llc
  New Castle, PA
• 06/2010 → Present
  Treloar & Heisel, Llc
  New Castle, PA
• 12/2016 → 06/2024
  Wcg Wealth Advisors, Llc
  New Castle, PA
• 06/2024 → Present
  Mai Capital Management, Llc
  Apex, NC

Previous Registrations

• 2016-12-20 → 2024-04-16
  The Wealth Consulting Group
  New Castle, PA
  Las Vegas, NV
  Nyack, NY
  Apex, NC
  Cary, NC
• 2011-09-27 → 2016-12-19
  Mml Investors Services, Llc
  New Castle, PA
• 2009-05-20 → 2010-05-18
  Mml Investors Services, Llc
  Atlanta, GA

Other Businesses

1) Treloar & Heisel, LLC: Fixed insurance sales/sale of non-variable insurance; Accident and Health Insurance Products and Property & Casualty for various carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-18
• S63 Uniform Securities Agent State Law Examination
  2007-12-08

Designations

• Chartered Financial Consultant

Other Names

• Mark Spring