David Blake Pressly

Employer firm

$488M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2011-11-16

GA RA
APPROVED

Since 2011-11-16

Branch Locations

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Register Financial Associates, Inc.	Atlanta	GA	10/2011	Present
Register Financial Advisors	Atlanta	GA	10/2011	Present

10/2011 → Present

Register Financial Associates, Inc.

Atlanta, GA
10/2011 → Present

Register Financial Advisors

Atlanta, GA

Previous Registrations

2009-06-01 → 2011-11-15

Morgan Stanley

Atlanta, GA
2008-12-17 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA
2006-05-22 → 2008-12-15

Ubs Financial Services Inc.

Atlanta, GA
2003-03-31 → 2006-05-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Atlanta, GA

Other Businesses

1. REGISTER FINANCIAL ADVISORS LLC, 3500 LENOX RD., STE 1700, ATLANTA, GA 30326, YES INVESTMENT RELATED, NOT A PRIVATE SECURITIES TRANSACTION, RECEIVE QUARTERLY FEES, NATURE OF BUSINESS: FINANCIAL SERVICES, INVESTEMENT ADVISOR: PROVIDE ADVISOR SERVICES TO CLIENTS, STARTED DECEMBER 2012, 5HRS/MONTH ALL DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-13

S66 Uniform Combined State Law Examination

2000-04-13

Other Names

Dvid Pressly
David B Pressly

View on SEC IAPD