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Laura J Babilonia

Charles Schwab & Co., Inc.

River Vale, NJ

Phoenix, AZ

CRD 5402533

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-13
  • NJ RA
    APPROVED
    Since 2022-04-13

Branch Locations

River Vale, NJ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 08/2007 12/2022
Charles Schwab & Co., Inc. Jersey City NJ 04/2022 Present
Charles Schwab And Co., Inc. Omaha NE 12/2022 Present
  • 08/2007 → 12/2022
    Td Ameritrade
    Omaha, NE
  • 04/2022 → Present
    Charles Schwab & Co., Inc.
    Jersey City, NJ
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
Previous Registrations
  • 2014-10-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Omaha, NE
    Jersey City, NJ
  • 2014-10-22 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
    Jersey City, NJ
    Westlake, TX
    Omaha, NE
    River Vale, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
S63 Uniform Securities Agent State Law Examination 2010-12-23
  • S66 Uniform Combined State Law Examination
    2014-10-20
  • S63 Uniform Securities Agent State Law Examination
    2010-12-23
Other Names
  • Laura Joan Gilliam

View on SEC IAPD

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