Steven Ramon Kurta

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 11/2019
  Axa Advisors, Llc
  New York, NY
• 11/2019 → Present
  Raymond James Financial Services, Inc.
  Rocklin, CA
• 11/2019 → Present
  First Tech Federal Credit Union
  Rocklin, CA
• 12/2019 → Present
  Raymond James Financial Services, Inc.
  Rocklin, CA
• 09/2013 → Present
  Rental Property
  Solvang, CA
• 12/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Rocklin, CA
• 11/2019 → Present
  Rental Property
  Owner/Proprietor, CA
• 11/2019 → Present
  Addison Avenue Investment Services
  Rocklin, CA

Previous Registrations

• 2015-08-31 → 2019-12-26
  Equitable Advisors, Llc
  Folsom, CA
  Rocklin, CA
  San Francisco, CA
• 2008-01-01 → 2009-05-11
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA
• 2007-10-22 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Santa Barbara, CA

Other Businesses

(1)Name of Business: Rental Property Address: Rocklin, CA, 95677, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/18/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner-Answer questions from property manager and pay mortgage.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-09