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James Matthew Desrocher

Denovo Financial

Windsor, CT

Keynote Financial Services, LLC

Vernon, CT

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Current Employers
Denovo Financial

360 Bloomfield Ave, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-17
  • CT RA
    APPROVED
    Since 2026-08-17

Branch Locations

360 Bloomfield Ave, Windsor, CT 06095 • United States

Keynote Financial Services, Llc

7 Keynote Drive Suite D, Vernon, CT 06066 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-11-07
  • CT RA
    APPROVED
    Since 2015-11-07

Branch Locations

7 Keynote Drive Suite D, Vernon, CT 06066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keynote Financial Services, Llc Vernon CT 11/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-17
S63 Uniform Securities Agent State Law Examination 2007-10-31
  • S66 Uniform Combined State Law Examination
    2015-10-17
  • S63 Uniform Securities Agent State Law Examination
    2007-10-31
Other Names
  • James M Desrocher
  • James Matthew Desrocher

View on SEC IAPD

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Other Offices

EDWARD JONES · WINDSOR, CT
WEALTHSHAPE LLC · WINDSOR, CT
PARKER WEALTH MANAGEMENT, LLC · WINDSOR, CT
OSAIC WEALTH, INC. · WINDSOR, CT
EAGLE STRATEGIES LLC · WINDSOR, CT
FIDUCIENT ADVISORS LLC · WINDSOR, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · WINDSOR,, CT
PFS INVESTMENTS INC. · BLOOMFIELD, CT

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