Kornmueng Eric Baccam

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 12/2018
  Princor
  Des Moines, IA
• 01/2019 → 01/2020
  Self Employed
  Des Moines, IA
• 01/2020 → 04/2021
  Voya Financial Advisors, Inc.
  Des Moines, IA
• 04/2021 → Present
  Lpl Financial, Llc
  Des Moines, IA

Previous Registrations

• 2020-01-07 → 2021-04-26
  Voya Financial Advisors, Inc.
  Indianola, IA
  Charlotte, NC
• 2015-02-13 → 2018-12-31
  Principal Securities, Inc.
  Des Moines, IA
  West Des Moines, IA

Other Businesses

6/2010 - DBA for LPL Business (entity for LPL business) - Kraner, LLC - Investment Related - Des Moines, IA 50320

Exams

• S66 Uniform Combined State Law Examination
  2015-02-12

Other Names

• Eric Baccam