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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-10 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2020-06-23 |
| TX | RA | APPROVED_RES | 2020-06-11 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
One Bryant Park Pbig - New York, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 05/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2020 | Present |
I*1041347, Name of OBA: Uber Address: San Francisco, CA Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/1/2022 No Hours: 15 Weekly No Hours during trading: 0 Duties: Driver to supplement income during recession
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-26 |
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