Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
KY RA APPROVED 2020-07-23
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • KY RA
    APPROVED
    Since 2020-07-23

Branch Locations

4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodmen Financial Services, Inc. Omaha NE 08/2007 07/2020
Woodmen Of The World Life Insurance Society Omaha NE 07/2007 07/2020
Robert W. Baird Milwaukee WI 07/2020 Present
  • 08/2007 → 07/2020
    Woodmen Financial Services, Inc.
    Omaha, NE
  • 07/2007 → 07/2020
    Woodmen Of The World Life Insurance Society
    Omaha, NE
  • 07/2020 → Present
    Robert W. Baird
    Milwaukee, WI
Other Businesses

Name/Address: Pittman Farms / 1774 LaCenter Rd, LaCenter, KY 42056 Start Date: December 2016 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: Owner Non Investment Related Name and Address: Ballard Telephone Corporation 159 W 2nd St LaCenter Kentucky 42056 Start Date: 10/1/2020 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Co-Op Board Member Non Investment Related Name and Address: Rental Property 1774 LaCenter Rd LaCenter KY 42056 Start Date: 08/20 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Snow Farm LLC / 6 Hickory Hill, Paducah, KY 42001 Start Date: 1/29/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Passive Member Non Investment Related Name/Address: Riverfront Rentals LLC / 1774 LaCenter Rd, LaCenter, KY 42056 Start Date: 2/16/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: sole member with spouse to buy portable building contracts Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-22
S63 Uniform Securities Agent State Law Examination 2007-09-06
  • S65 Uniform Investment Adviser Law Examination
    2020-07-22
  • S63 Uniform Securities Agent State Law Examination
    2007-09-06

View on SEC IAPD

More in Paducah, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor