Ken Varughese

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 08/2020
  Wells Fargo Clearing Services Llc.
  Paramus, NJ
• 05/2016 → 09/2017
  Wells Fargo Securities
  New York, NY
• 08/2020 → Present
  Morgan Stanley
  New York, NY

Previous Registrations

• 2017-09-14 → 2020-08-17
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
  Summit, NJ
  St. Louis, MO
• 2010-10-27 → 2016-05-26
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY

Other Businesses

CO-TRUSTEE FOR PARENTS TRUST, INV RELATED, NEW HYDE PARK, NY, START: 3/21/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. *631953 - Creatology Kidz; Investment related: Yes; New Hyde Park, New York; Education; Partner(proprietor, partner, officer, director, employee, trustee, agent); 4/2025; During business hours: 0; After business hours: 5; Administrative:Business Development/Growth *675166 - Knowledge Lab LLC; Investment related: Yes; New Hyde Park; New York; Education; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 4/2026; During business hours: 0; After business hours: 4; Administrative

Exams

• S66 Uniform Combined State Law Examination
  2012-11-02
• S63 Uniform Securities Agent State Law Examination
  2007-10-25