Rex Oboi Casey

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 03/2021
  The Vanguard Group, Inc.
  Charlotte, NC
• 11/2015 → 04/2017
  Wells Fargo
  Charlotte, NC
• 05/2021 → 09/2022
  Charles Schwab & Co., Inc
  Huntersville, NC
• 05/2021 → 09/2022
  Charles Schwab Bank Ssb
  Huntersville, NC
• 10/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2021-05-17 → 2022-10-06
  Charles Schwab & Co., Inc.
  Huntersville, NC
• 2020-01-02 → 2021-04-15
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355  NAME OF BUSINESS: RENTAL PROPERTY 1 INVESTMENT-RELATED ADDRESS (City/State): Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 5/2013 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: RENTAL PROPERTY 2 INVESTMENT-RELATED ADDRESS (City/State): Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 5/2014 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2019-12-02
• S63 Uniform Securities Agent State Law Examination
  2017-06-15

Designations

• Certified Financial Planner

Other Names

• Rex O Casey
• Rex Casey