Paulette S Behan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Behan And Company, Ltd
  West Chicago, IL
• 01/2018 → 11/2019
  Fsc Securities Corp
  Atlanta, GA
• 11/2019 → Present
  Lpl Financial, Llc
  West Chicago, IL

Other Businesses

1. 04/22/1998 - BEHAN AND COMPANY/ TAX PREP, ACCOUNTING, CPA/ INVESTMENT RELATED/ 0%/ WEST CHICAGO, IL 2. 01/01/2019 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 37578 LAKESHORE DR, PAW PAW, MI 49079 3. 01/01/1995 - BEHAN FAMILY TRUST/ ACT IN A FIDUCIARY CAPACITY/ NOT INVESTMENT RELATED/ 1%/ WEST CHICAGO, IL 4. 12/15/2011 - NORTH AVENUE BUILDING INC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 771 W NORTH AVE, WEST CHICAGO, IL 60185 5. 08/11/2011 - INSPIRATION MANAGEMENT GROUP/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ WEST CHICAGO, IL 6. 07/13/2011 - NORDIC AUTO PLOW/ OTHER/ INVESTMENT RELATED/ 10%/ WEST CHICAGO, IL 7. 09/28/2023 - Real Estate Rental - Investment Related - Augusta, MI - Start Date 11/01/2023 - 0 Hours Per Month/ During Trading 8. 11/01/2023 - Eastfork Ranch LTD - Other - Equestrian Lessons - President - Not Investment Related - Home Based - Start Date 05/01/2020 - 40 Hours Per Month/ 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2020-02-10