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Benjamin M. Mobley

J.P. Morgan Securities LLC

Philadelphia, PA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-12-03
DE RA APPROVED 2020-12-02
TX RA APPROVED_RES 2020-12-01
  • PA RA
    APPROVED
    Since 2020-12-03
  • DE RA
    APPROVED
    Since 2020-12-02
  • TX RA
    APPROVED_RES
    Since 2020-12-01

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Easton MD 09/2014 12/2019
Pnc Bank Easton MD 09/2014 12/2019
Jpmorgan Chase Bank Na Philadelphia PA 01/2020 Present
Jpmorgan Securities Llc Philadelphia PA 01/2020 Present
  • 09/2014 → 12/2019
    Pnc Investments
    Easton, MD
  • 09/2014 → 12/2019
    Pnc Bank
    Easton, MD
  • 01/2020 → Present
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 01/2020 → Present
    Jpmorgan Securities Llc
    Philadelphia, PA
Previous Registrations
  • 2014-10-02 → 2018-12-06
    Pnc Wealth Management Llc
    Easton, MD
    Bel Air, MD
  • 2012-05-04 → 2014-10-29
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 2009-06-01 → 2012-05-16
    Morgan Stanley
    Greenville, DE
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    El Paso, TX
    Wilmington, DE
  • 2001-09-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    El Paso, TX
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-28
  • S66 Uniform Combined State Law Examination
    2000-04-28
Other Names
  • Ben Mobley
  • Benjamin Mobley
  • Benjamin M Mobley
  • Benjamin Messiah Mobley

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
EAB INVESTMENT GROUP, LLC · Philadelphia, PA

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