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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cramer Capital Management Llc | Granbury | TX | 12/2007 | Present |
| Commonwealth Financial Network | San Diego | CA | 09/2014 | 08/2022 |
| Cramer Holding Co. Llc | Smithville | MO | 05/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CRAMER HOLDING CO. LLC INVESTMENT RELATED: NO ADDRESS: 100 N MILL ST.SMITHVILLE, MO 64089 NATURE OF BUSINESS: REAL ESTATE HOLDING START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY 2. NAME OF OTHER BUSINESS: CRAMER CAPITAL MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2007 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING AND INVESTING 3. NAME OF OTHER BUSINESS: CLAY COUNTY DOMESTIC VIOLENCE ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 1 COURTHOUSE SQUARE LIBERTY, MO 64068; NATURE OF BUSINESS: BOARD; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP DECIDE WHICH DOMESTIC VIOLENCE SHELTER IS ELIBLE TO RECEIVE COUNTY FUNDING; 4. NAME OF OTHER BUSINESS: CHILDRENS FUND; INVESTMENT RELATED: NO; ADDRESS: 6910 N HOLMES GLADSTONE, MO 64118; NATURE OF BUSINESS: NON PROFIT; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW SCHOOLS AND NON PROFITS THAT SUPPORT CHILDREN TO HELP FUND WITH STATE MONEY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-26 |
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