Victor Lee

Mml Investors Services, LLC

San Leandro, CA

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25
TX	RA	APPROVED_RES	2017-03-25

CA RA
APPROVED

Since 2017-03-25
TX RA
APPROVED_RES

Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

San Leandro, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Oakland	CA	08/2007	03/2017
Massachusetts Mutual Life Insurance Company	Pleasanton	CA	07/2016	Present
Mml Investors Services, Llc	Pleasanton	CA	03/2017	Present

08/2007 → 03/2017

Metlife Securities Inc

Oakland, CA
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Pleasanton, CA
03/2017 → Present

Mml Investors Services, Llc

Pleasanton, CA

Previous Registrations

2008-07-28 → 2017-03-25

Msi Financial Services, Inc.

Pleasanton, CA

Walnut Creek, CA

Oakland, CA

San Jose, CA

Walnut Creek, CA

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-07-02
S63	Uniform Securities Agent State Law Examination	2007-09-27

S65 Uniform Investment Adviser Law Examination

2008-07-02
S63 Uniform Securities Agent State Law Examination

2007-09-27

Designations

View on SEC IAPD

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