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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-08-25 |
Branch Locations
3449 Lawrenceville Suwanee Rd Ste E, Suwanee, GA 30024 • United States
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-04-15 |
| TX | RA | APPROVED_RES | 2021-04-07 |
Branch Locations
3449 Lawrenceville Suwanee Rd. Suite E, Suwanee, GA 30024 • United States
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Atlanta | GA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 03/2021 |
| Lpl Financial, Llc | Suwanee | GA | 03/2021 | Present |
| Mpwm Advisory Solutions Llc | Suwanee | GA | 03/2021 | Present |
| Lpl Financial, Llc | Suwanee | GA | 08/2021 | Present |
1. 3/30/2021 - Navigate Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2021. 2. 3/30/2021 - LAWSON REAL ESTATE HOLDINGS LLC - Investment Related - Suwanee, GA 30024 - Real Estate Rental - Owner - Stared 2018. 3. 3/30/2021 - LAWSON REAL ESTATE HOLDINGS, LLC - Investment Related - Dothan, AL 36301 - Real Estate Rental - Owner - Started 2018. 4. 3/30/2021 - Navigate Financial - Investment Related - Home Based - Insurance Agency - Agent - Started 2021 - Selling life, ltc, disability, health. 5. 3/30/2021 - No Business Name - Investment Related - Enterprise, AL 36330 - Real Estate Rental - Owner - Started 2016 - Unit 20 - OBQ ID # 197100. 6. 4/20/2021 - MPWM ADVISORY SOLUTIONS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/30/2021 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through MPWM ADVISORY SOLUTIONS LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-11 |
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