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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-08-25
  • GA RA
    APPROVED
    Since 2021-08-25

Branch Locations

3449 Lawrenceville Suwanee Rd Ste E, Suwanee, GA 30024 • United States

Mpwm Advisory Solutions Llc

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-04-15
TX RA APPROVED_RES 2021-04-07
  • GA RA
    APPROVED
    Since 2021-04-15
  • TX RA
    APPROVED_RES
    Since 2021-04-07

Branch Locations

3449 Lawrenceville Suwanee Rd. Suite E, Suwanee, GA 30024 • United States

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Atlanta GA 12/2015 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 03/2021
Lpl Financial, Llc Suwanee GA 03/2021 Present
Mpwm Advisory Solutions Llc Suwanee GA 03/2021 Present
Lpl Financial, Llc Suwanee GA 08/2021 Present
Previous Registrations
  • 2015-12-18 → 2021-04-05
    Atlanta, GA
    Suwanee, GA
    Atlanta, GA
    Sugar Hill, GA
  • 2012-10-01 → 2015-12-15
    Dacula, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Snellville, GA
    Lawrenceville, GA
    Dacula, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2011-05-24 → 2012-10-01
    Chase Investment Services Corp.
    Snellville, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Lilburn, GA
    Dacula, GA
    Duluth, GA
  • 2007-10-24 → 2011-04-29
    Lawrenceville, GA
    Loganville, GA
    Lawrenceville, GA
    St Louis, MO
Other Businesses

1. 3/30/2021 - Navigate Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2021. 2. 3/30/2021 - LAWSON REAL ESTATE HOLDINGS LLC - Investment Related - Suwanee, GA 30024 - Real Estate Rental - Owner - Stared 2018. 3. 3/30/2021 - LAWSON REAL ESTATE HOLDINGS, LLC - Investment Related - Dothan, AL 36301 - Real Estate Rental - Owner - Started 2018. 4. 3/30/2021 - Navigate Financial - Investment Related - Home Based - Insurance Agency - Agent - Started 2021 - Selling life, ltc, disability, health. 5. 3/30/2021 - No Business Name - Investment Related - Enterprise, AL 36330 - Real Estate Rental - Owner - Started 2016 - Unit 20 - OBQ ID # 197100. 6. 4/20/2021 - MPWM ADVISORY SOLUTIONS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/30/2021 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through MPWM ADVISORY SOLUTIONS LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Designations
Other Names
  • Derek Maurice Lawson

View on SEC IAPD

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