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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Insurance Sales Corp | Albia | IA | 11/1996 | Present |
| Kiic Radio | Albia | IA | 11/2008 | Present |
| Monroe County Hospital | Albia | IA | 07/2010 | Present |
| Sagepoint Financial | Albia | IA | 12/2011 | 09/2023 |
| Osaic Wealth, Inc. | Albia | IA | 09/2023 | Present |
1) SPORTS RADIO BROADCASTER FOR KIIC RADIO APPROX 10HRS A WEEK. INSURANCE SALES 40 HOURS A WEEK. PERSONAL, LIFE, HEALTH AND FIXED ANNUITIES, BUSINESS INSURANCE. BOARD OF DIRECTORS FOR MONROE COUNTY HOSPTIAL 2) Monroe County Hospital and Clinics; Non-profit board member; 5 hours per month, not during securities trading hours; 01/01/2010 start date; Approve and review policies and procedures and oversight of operations. 3)KYOU FOX POSITION: anchor/broadcaster NATURE: TV Station INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 802 West 2nd Street, Ottumwa IA 52501, United States DESCRIPTION: anchor TV News and broadcast sporting events. 4) Johnson Insurance Sales Corp. dba Summers Insurance; Position Owner; Nature Corporation; Investment Related Yes; # of Hours 160 ; # of Security Hours 160; Start Date 12/03/2011; Address 13 BENTON AVENUE EASTALBIA, IA, 52531; Description Occassional Newspaper Radio sponsorships 5) JOHNSON INSURANCE SALES CORP. DBA SUMMERS INSURANCE POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/1996 ADDRESS: 13 Benton Avenue East PO Box 608 Albia, IA 52531, Albia IA 52531, United States DESCRIPTION: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-31 |
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