Hector Alberto Mena

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Guardian River Wealth
  Hypoluxo, FL
• 06/2016 → 11/2016
  Wells Fargo Advisors, Llc
  West Palm Beach, FL
• 11/2016 → 11/2021
  Wells Fargo Clearing Services, Llc
  West Palm Beach, FL
• 11/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-13 → 2021-11-24
  Wells Fargo Clearing Services, Llc
  West Palm Beach, FL
  Boca Raton, FL
  West Palm Beach, FL
  Delray Beach, FL
  Palm Springs, FL
  Delray Beach, FL
• 2007-10-25 → 2016-06-14
  Edward Jones
  Wellington, FL
  Palm Beach, FL
  Wellington, FL
  St Louis, MO

Other Businesses

1) NAME OF OTHER BUSINESS: HECTOR MENA; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COLLEGE PLANNING; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: ADVISOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP FAMILIES WITH COLLEGE PLANNINGG TO REDUCE COST WITH VARIOUS FUNDING SOURCES; 2) NAME OF OTHER BUSINESS: GUARDIAN RIVER WEALTH INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 6, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2007-10-13

Other Names

• Hector A Mena