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12222 Merit Dr Suite 1390, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-23 |
Branch Locations
12222 Merit Dr Suite 1390, Dallas, TX 75251 • United States
1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204 • United States
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-23 |
| SC | RA | APPROVED | 2026-01-23 |
Branch Locations
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities | Newark | NJ | 08/2007 | 10/2018 |
| The Prudential Insurance Company Of America | Charlotte | NC | 08/2007 | 10/2018 |
| Penn Mutual Life Insurance Co | Horsham | PA | 10/2018 | 01/2026 |
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2018 | 01/2026 |
| Blueprint Financial Advisors Llc | Charlotte | NC | 01/2026 | Present |
| Miai, Inc. | Dallas | TX | 01/2026 | Present |
| Maplewood Investments Inc | Dallas | TX | 01/2026 | Present |
1. DBA NAME: EMERALD FINANCIAL GROUP| INVESTMENT RELATED: YES|ADDRESS: CHARLOTTE, NC | POSITION HELD:PROPRIETOR/OWNER| START DATE: 6/1/2016 |NATURE OF ACTIVITY: MULTI-LINE INSURANCE, ADVISORY SERVICES AND BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH BLUEPRINT FINANCIAL ADVISORS and MIAI, INC, SEC REGISTERED INVESTMENT ADVISERS, MAPLEWOOD INVESTMENTS, INC., BROKER/DEALER, MEMBER FINRA/SIPC. AND BLUEPRINT INSURANCE SERVICES, INSURANCE AGENCY. 2. DBA NAME: RODAN & FIELDS|SALES CONSULTANT | INVESTMENT RELATED: NO |POSITION HELD: OTHER - SALES CONSULTANT | ADDRESS: 11517 BRANGUS LANE, MINT HILL, NC 28227 | START DATE: 10/1/2015 | NATURE OF ACTIVITY:OTHER - SKIN CARE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES:MAINLY PERSONAL PURCHASES; SELL & HELP CLIENTS BUY SKIN CARE PRODUCTS. NO TIER RECRUITING / SELLING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-31 |
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