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James Warren Larson

LPl Financial LLC

Mundeline, IL

Libertyville, IL

Libertyville, IL

Spring Grove, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

685 S Rte 83, Mundeline, IL 60060 • United States

354 North Milwaukee Avenue, Libertyville, IL 60048-2250 • United States

890 S. Milwaukee Ave, Libertyville, IL 60048 • United States

Spring Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Libertyville IL 04/2011 Present
Lpl Financial Llc Mundeline IL 03/2021 Present
  • 04/2011 → Present
    Harris Investor Services, Inc
    Libertyville, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Mundeline, IL
Previous Registrations
  • 2011-04-11 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Libertyville, IL
    Mundeline, IL
    Libertyville, IL
    Chicago, IL
  • 2007-10-25 → 2011-04-15
    Edward Jones
    Spring Grove, IL
    Mchenry, IL
    St Louis, MO
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - LIBERTYVILLE, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Jim Larson

View on SEC IAPD

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