Ronnie Kim

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 02/2018
  Jpmorgan Chase Bank
  Fresh Meadows, NY
• 01/2014 → 11/2016
  Creative Study Zone
  Bayside, NY
• 11/2016 → 12/2018
  Jpmorgan Securities Llc
  Fresh Meadows, NY
• 02/2018 → 12/2018
  Jpmorgan Chase Bank, Na
  Fresh Meadows, NY
• 07/2022 → 02/2023
  Morgan Stanley
  New York, NY
• 12/2018 → 07/2022
  Jpmorgan Chase Bank, Na
  New York, NY
• 02/2023 → 01/2024
  Phx Financial, Inc
  New York, NY
• 01/2024 → Present
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Equitable
  New York, NY

Previous Registrations

• 2022-12-02 → 2023-03-02
  Morgan Stanley
  Purchase, NY
  New York, NY

Other Businesses

KIM PLANNING GROUP LLC, SINGLE MEMBER OF LLC, ACCOUNT RECONCILIATION AND ENTRY BUSINESS TRANSACTIONS, START 12/2024, APPROXIMATELY 8 HOURS DURING NON-SECURITIES RELATED HOURS HUNTINGTON NY

Exams

• S66 Uniform Combined State Law Examination
  2022-12-02
• S63 Uniform Securities Agent State Law Examination
  2017-01-09

Other Names

• Roaney Kim