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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-17
  • TX RA
    APPROVED
    Since 2014-07-17

Branch Locations

Spring Branch, TX • United States

Peoria, AZ • United States

9800 Fredericksburg Road, San Antonio, TX 78288 • United States

One Norterra Drive, Phoenix, AZ 85085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Investment Services Company San Antonio TX 07/2014 Present
Usaa Financial Advisors Inc San Antonio TX 08/2015 07/2020
Ghk Enterprises Lp San Antonio TX 10/2018 05/2019
Usaa San Antonio TX 07/2014 Present
  • 07/2014 → Present
    San Antonio, TX
  • 08/2015 → 07/2020
    Usaa Financial Advisors Inc
    San Antonio, TX
  • 10/2018 → 05/2019
    Ghk Enterprises Lp
    San Antonio, TX
  • 07/2014 → Present
    Usaa
    San Antonio, TX
Previous Registrations
Other Businesses

Company Name: Redfish Rod Company Company Address 1: 196 Algerita Lane Company City/State/Zip: Spring Branch, TX 78070 Nature of Business: Custom fishing rod building and repair Title/Position Held: Owner Brief Description of Duties Performed: Custom fishing rod building and repair per customer specifications Dates Employed: From: 10/16/2018 To: Present Amount of Time You Devote to Business: 10 hours per Week Work for business during securities trading hours? No Is the activity you are reporting investment related? No Compensated for work? Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-03
S63 Uniform Securities Agent State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2009-02-03
  • S63 Uniform Securities Agent State Law Examination
    2007-11-02
Other Names
  • William Harper
  • Billy Harper
  • Bill Harper

View on SEC IAPD

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