Best Investors Account Sign in

Rodney Lee Hazelton

Schwab Wealth Advisory, Inc.

Omaha, NE

Claim This Profile
Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-22
  • NE RA
    APPROVED
    Since 2023-06-22

Branch Locations

200 South 108Th Ave., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Lincoln NE 09/2012 02/2018
Td Ameritrade, Inc. Lincoln NE 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Charles Schwab & Co., Inc. Omaha NE 12/2019 Present
Charles Schwab Bank Omaha NE 12/2019 03/2020
Schwab Wealth Advisory, Inc Omaha NE 06/2023 Present
  • 09/2012 → 02/2018
    Scottrade, Inc.
    Lincoln, NE
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Lincoln, NE
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2019 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 12/2019 → 03/2020
    Charles Schwab Bank
    Omaha, NE
  • 06/2023 → Present
    Schwab Wealth Advisory, Inc
    Omaha, NE
Previous Registrations
  • 2018-03-01 → 2019-09-11
    Td Ameritrade, Inc.
    Lincoln, NE
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Lincoln, NE
  • 2017-04-05 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2008-08-29 → 2008-12-16
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 2007-10-18 → 2008-04-17
    Edward Jones
    Lincoln, NE
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Rodney Hazelton
  • Rodney Lee Hazelton
  • Rodney L Hazelton

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor