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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-04
LA RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2024-01-04
  • LA RA
    APPROVED
    Since 2021-02-17

Branch Locations

330 Belle Terre Blvd Ste 201, Laplace, LA 70068 • United States

8221 Summa Ave Ste E, Baton Rouge, LA 70809 • United States

New Orleans, LA • United States

723 Aurora Ave, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Laplace LA 07/2013 02/2021
Avantax Advisory Services Laplace LA 08/2014 02/2021
Avantax Insurance Agency, Llc Laplace LA 08/2014 02/2021
Cetera Financial Specialists Llc Schaumburg IL 02/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2021 Present
Schexnayder Wealth Advisors; Dba For Investments Laplace LA 08/2014 Present
Sundial Wealth Alliance Llc Laplace LA 02/2025 Present
  • 07/2013 → 02/2021
    Avantax Investment Services, Inc.
    Laplace, LA
  • 08/2014 → 02/2021
    Avantax Advisory Services
    Laplace, LA
  • 08/2014 → 02/2021
    Avantax Insurance Agency, Llc
    Laplace, LA
  • 02/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2021 → Present
    Schaumburg, IL
  • 08/2014 → Present
    Schexnayder Wealth Advisors; Dba For Investments
    Laplace, LA
  • 02/2025 → Present
    Sundial Wealth Alliance Llc
    Laplace, LA
Previous Registrations
  • 2014-08-07 → 2021-02-22
    Avantax Advisory Services
    New Orleans, LA
Other Businesses

1) SCHEXNAYDER WEALTH ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, FINANCIAL PROFESSIONAL, 40H/WEEK, SINCE 08/2014. 2) NAME OF OTHER BUSINESS: HANDS ON NOLA, INVESTMENT RELATED: NO, ADDRESS: 4035 WASHINGTON AVE, NEW ORLEANS, LA 70125, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: HELP CREATE AND MANAGE LOCAL SERVICE PROJECTS; 3) NAME OF OTHER BUSINESS: SUNDIAL WEALTH ALLIANCE LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2007; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-31
S63 Uniform Securities Agent State Law Examination 2007-09-13
  • S65 Uniform Investment Adviser Law Examination
    2014-07-31
  • S63 Uniform Securities Agent State Law Examination
    2007-09-13

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