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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| LA | RA | APPROVED | 2021-02-17 |
Branch Locations
330 Belle Terre Blvd Ste 201, Laplace, LA 70068 • United States
8221 Summa Ave Ste E, Baton Rouge, LA 70809 • United States
New Orleans, LA • United States
723 Aurora Ave, Metairie, LA 70005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Laplace | LA | 07/2013 | 02/2021 |
| Avantax Advisory Services | Laplace | LA | 08/2014 | 02/2021 |
| Avantax Insurance Agency, Llc | Laplace | LA | 08/2014 | 02/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2021 | Present |
| Schexnayder Wealth Advisors; Dba For Investments | Laplace | LA | 08/2014 | Present |
| Sundial Wealth Alliance Llc | Laplace | LA | 02/2025 | Present |
1) SCHEXNAYDER WEALTH ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENTS, FINANCIAL PROFESSIONAL, 40H/WEEK, SINCE 08/2014. 2) NAME OF OTHER BUSINESS: HANDS ON NOLA, INVESTMENT RELATED: NO, ADDRESS: 4035 WASHINGTON AVE, NEW ORLEANS, LA 70125, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: HELP CREATE AND MANAGE LOCAL SERVICE PROJECTS; 3) NAME OF OTHER BUSINESS: SUNDIAL WEALTH ALLIANCE LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2007; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-13 |
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