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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-08-17 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
720 Summit Blvd Suite B101, Frisco, CO 80433 • United States
St Joe, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boulder | CO | 07/2015 | Present |
| Western Wealth Management, Llc | Frisco | CO | 07/2015 | Present |
1. 07/09/2015 - WESTERN WEALTH MANAGEMENT - REGISTERED INVESTMENT ADVISOR HYBRID - INV REL - 14143 DENVER WEST PARKWAY SUITE #510 GOLDEN, CO 80401 - START 06/01/2015 - 175 HOURS PER MONTH, 50% TIME SPENT, 100 DURING TRADING 2. 08/07/2015 - NEW WEST ADVISORS - INV REL - 2505 WALNUT ST. BOULDER, CO 80302 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/06/2015 - 20 HOURS PER MONTH, 20 DURING TRADING - MARKETING NAME FOR FINANCIAL PLANNING AND INVESTMENT MANAGEMENT SERVICES 3. 04/08/2016 * Fixed Insurance Sales * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/04/2016 * 2 HRS/MO; 2 HRS/MO DURING SECS TRDG HRS. 4. 04/03/2017 * Affinity Wealth Management Group * Investment Related * 113 CO RD 1041 Frisco, CO 80443 * DBA for LPL Business (entity for LPL business) * DBA for financial planning, insurance and investment management for LPL clients and advisory clients under the Western Wealth Hybrid RIA * Started 04/06/2017 * 160 Hours Per Month/160 Hours During Securities Trading. 5. 2/11/2021 - Krista Kirby - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner & President - Start Date: 1/1/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Tax reporting and business expenses. 6. 12/12/2024 - Buffalo River Family Farm - Investment Related - Joe, AR - Real Estate Rental - Member and officer- Start Date - 04/01/2023 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
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