Steven Lee Shipe

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Steven L. Shire, Ea
  Maurertown, VA
• 08/2007 → 09/2025
  Avantax Advisory Services
  Maurertown, VA
• 02/2016 → Present
  Lawrence R Yoder Cpa
  Broadway, VA
• 02/2019 → 09/2025
  Hd Vest Insurance Agency, Llc
  Maurertown, VA
• 07/2008 → 09/2025
  Avantax Investment Services, Inc.
  Maurertown, VA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Maurertown, VA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-09-26 → 2025-09-05
  Avantax Advisory Services
  Maurertown, VA
  Maurertown, VA

Other Businesses

1) Elect Morris For Supervisor Committee~1685 Brook Creek Road~Toms Brook~VA~22660~Company/Association Controller/Accountant/Treasury~Treasurer/Comptroller~5/22/2017~8hrs~2hrs~Treasurer of committee; signing/filing campaign finance reports; authorizing expenditures; ensure compliance with Virginia Election Laws; keep records to comply with Campaign Finance Disclosure Act. 2) LAWRENCE R YODER CPA~113 SOUTH TIMBER WAY~BROADWAY~VA~22815~Accounting Services/Tax Preparation~Employee~2/6/2016~96hrs~90hrs~Work on tax returns and possibly meet with clients. Answer phone if owner not in office. 3) STEVEN L. SHIPE, EA POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2001 ADDRESS: 480 Maurertown Mill Road, PO Box 275, Maurertown VA 22644, United States DESCRIPTION: The majority of time is spent on tax preparation and planning. The other services are incidental to tax preparation and planning

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-07-01
• S65 Uniform Investment Adviser Law Examination
  2007-09-25