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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
3101 Free Ferry Rd 1St Floor, Fort Smith, AR 72903 • United States
Booneville, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 03/2014 | 06/2018 |
| Lpl Financial Llc | Booneville | AR | 06/2018 | 09/2024 |
| Ameriprise Financial Services, Llc | Booneville | AR | 09/2024 | Present |
Business Ownership; Aunt B's Cottage; Owner; Real Estate; 2495 W State Hwy 10, , Booneville, AR, 72927; Not Investment-Related; 10/03/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Booneville Community Hospital; Chairman; 880 W Main St, , Booneville, AR, 72927; Not Investment-Related; 03/24/2003; 1 to 9 hours per month; 1 to 9 during trading hours / City of Booneville Planning and Zoning; member; 210 E Main St, , Booneville, AR, 72927; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours / County Judge; County Judge; 25 W Walnut, , Paris, AR, 72855; Not Investment-Related; 10/10/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
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