Peter R Franz

Current Employers

Employment History

• 07/2013 → 10/2016
  Lincoln Investment
  Wyncote, PA
• 07/2013 → 11/2016
  Beacon Financial Partners
  Cleveland, OH
• 05/2015 → 11/2016
  Beacon Financial Advisory Llc
  Beachwood, OH
• 12/2017 → 07/2018
  Northern Lights Distributors, Llc
  Omaha, NE
• 11/2016 → 07/2018
  Boyd Waterson Asset Management, Llc
  Cleveland, OH
• 08/2018 → Present
  Beacon Financial Advisory
  Cleveland, OH
• 08/2018 → 11/2020
  Capital Analysts
  Fort Washington, PA
• 12/2020 → Present
  Fsm Wealth Advisors
  Cleveland, OH

Previous Registrations

• 2018-08-06 → 2022-05-05
  Beacon Financial Advisory Llc
  Cleveland, OH
• 2018-08-03 → 2020-12-01
  Lincoln Investment
  Cleveland, OH
• 2018-08-06 → 2020-12-01
  Capital Analysts
  Cleveland, OH
• 2018-01-25 → 2018-08-21
  Boyd Watterson Asset Management, Llc
  Cleveland, OH
• 2015-05-11 → 2017-11-21
  Beacon Financial Advisory Llc
  Cleveland, OH
• 2013-08-01 → 2016-11-02
  Capital Analysts
  Cleveland, OH
• 2013-08-01 → 2015-06-01
  Lincoln Investment
  Cleveland, OH
• 2009-04-30 → 2013-08-21
  Securities America Advisors, Inc.
  Cleveland, OH

Other Businesses

INSURANCE POSITION: Broker/Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2.5 SECURITIES TRADING HOURS: START DATE: 07/01/2009 ADDRESS: 25825 Science Park, 110, Cleveland OH 44122, United States DESCRIPTION: Sales and service of fixed life products BEACON FINANCIAL ADVISORY LLC POSITION: IAR NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2015 ADDRESS: 25825 Science Park, Suite 110, Cleveland OH 44122, United States DESCRIPTION: Serve clients in advisory capacity through BFA FOUNDATION FOR GEAUGA PARKS POSITION: Member of the Investment Committee NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2018 ADDRESS: 12373 Kinsman Rd, Newbury Township OH 44065, United States DESCRIPTION: I sit on the investment committee FEDERATED CHURCH OF CHAGRIN FALLS POSITION: Member of the Legacy Committee - chair NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2017 ADDRESS: 76 Bell Street, Chagrin Falls OH 44022, United States DESCRIPTION: the legacy committee is responsible for overseeing the endowment fund GREATER CLEVELAND HABITAT FOR HUMANITY FINANCE AND INVESTMENT COMMITTEES POSITION: Member of the Finance Committee and Investment Committee NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 2110 West 110th, Cleveland OH 44102, United States DESCRIPTION: evaluate candidates families, oversee the financial condition of the organization CHAGRIN FALLS ATHLETIC ASSOCIATION HEAD YOUTH WRESTLING COACH AND BOARD MEMBER POSITION: Head Coach of CAA Youth Wrestling Program and member of the CAA Board NATURE: Rec Youth Sports INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 111 Hall St, Chagrin Falls OH 44022, United States DESCRIPTION: coaching and organizing WRESTLERS IN BUSINESS BOARD MEMBER - CLEVELAND CHAPTER POSITION: Board Member - Cleveland Chapter NATURE: Non-profit to support the sport of wrestling and connect wrestlers... INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: 6161 Oak Tree Blvd, Sutie 300, Independence OH 44131, United States DESCRIPTION: Involved in the various activities of the organization throughout the year PETER R FRANZ CO LLC POSITION: work with select firms or individuals to provide business related consulting... NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2019 ADDRESS: 111 Hall St, Chagrin Falls OH 44022, United States DESCRIPTION: help create processes and think strategically about the future of the business and evaluate potential opportunities FSM Wealth Advisors LLC POSITION: Investment Adviser Representative and Owner - Mr. Franz, is a part owner and licensed as an IAR of FSM Wealth Advisors LLC, a registered investment adviser. NATURE: 70 hours a month are spent on this activity. 35 during and 35 outside of trading hours. ADDRESS: 23240 Chagrin Blvd Suite 600 Cleveland, OH 44122 DESCRIPTION: Portfolios and relationships. Journey Wealth Management LLC POSITION: Owner - Mr. Franz is a part owner of JWM LLC, through which he owns a portion of FSM Wealth Advisors. NATURE: 10 hours a month are spent on this activity. 5 during and 5 outside of trading hours. ADDRESS: 23240 Chagrin Blvd Suite 600 Cleveland, OH 44122 DESCRIPTION: Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-17
• S63 Uniform Securities Agent State Law Examination
  2007-11-28

Designations

Other Names

• Peter Richard Franz