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15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-26 |
Branch Locations
1515 Mockingbird Lane Suite 880, Charlotte, NC 28209 • United States
15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Huntersville | NC | 11/2009 | 11/2018 |
| Bank Of America,Na | Lake Norman | NC | 12/2009 | 11/2018 |
| Tru Independence Asset Management - Yellow Wood Wealth Solutions | Charlotte | NC | 11/2018 | Present |
| Apw Capital, Inc. | Rockaway | NJ | 01/2019 | Present |
1) Tru Independence, Investment related:Yes, d/b/a: YellowWood Wealth Solutions, LLC; 1523 Elizabeth Ave, Suite 210,Charlotte, NC, 28204, RIA, Managing Director, 01/09/2019, 90%, financial advisor 2) APW Capital; Rockaway, New Jersey; Investment Related; Broker Dealer; Registered Representative; 2019; time devoted corresponds to RIA; sale of securities 3) Jason Rericha - Insurance, Investment related, 1523 Elizabeth Avenue, Suite 210, Charlotte, NC, 2820, Insurance, Managing Director, 11/05/2018, 5 hours per month, 5 hours during trading hours, Insurance 4) YellowWood Financial Advisors, LLC; Charlotte, NC; Investment Related; RIA; Start Date 1/9/2019; provides investment advisory services; over 40 hours/week.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-09 |
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