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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-10-13
  • IN RA
    APPROVED
    Since 2021-10-13

Branch Locations

7120 Emblem Drive, Indianapolis, IN 46237 • United States

3000 Southeastern Avenue, Indianapolis, IN 46203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Noblesville IN 12/2013 10/2016
J.P. Morgan Securities Llc Indianapolis IN 05/2021 Present
Jpmorgan Chase Bank, N.A. Marietta OH 10/2016 06/2018
Jpmorgan Chase Bank, N.A. Indianapolis IN 06/2018 05/2021
  • 12/2013 → 10/2016
    Jpmorgan Chase Bank, N.A.
    Noblesville, IN
  • 05/2021 → Present
    Indianapolis, IN
  • 10/2016 → 06/2018
    Jpmorgan Chase Bank, N.A.
    Marietta, OH
  • 06/2018 → 05/2021
    Jpmorgan Chase Bank, N.A.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-24
S63 Uniform Securities Agent State Law Examination 2007-08-28
  • S66 Uniform Combined State Law Examination
    2021-08-24
  • S63 Uniform Securities Agent State Law Examination
    2007-08-28
Other Names
  • Bradley Cole
  • Brad K Cole
  • Bradley K Cole
  • Brad Cole

View on SEC IAPD

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